| Shareholder Activism

July 2016 : Significant activist filings

  • Zero in M. Cap indicates that the company is no longer traded.
  • M. Cap is as on filing date.

wdt_IDDateCompany nameTickerM.Cap ($, mm)Filer nameTitleLink
127 Jul 2016ANCHOR BANCORPANCB68STILWELL JOSEPHStilwell Joseph gains one Board seat at Anchor Bancorp. Lawson Joel’s nominee heads “strategic alternative” committeeLink
227 Jul 2016DEPOMED INCDEPO1,144STARBOARD VALUE LPStarboard filed proxy materials calling for a Special Meeting of shareholders at DepomedLink
319 Jul 2016DEUTSCHE HIGH INCOME OPPORTUNITIES FUND INCDHG212BULLDOG INVESTORS, LLCDeutsche High Income Trust reaches agreement with Saba capitalLink
406 Jul 2016FIRST FINANCIAL NORTHWEST INCFFNW174STILWELL JOSEPHStilwell Group sold its stake in First Financial NorthwestLink
515 Jul 2016FIRST TRUST DIVIDEND & INCOME FUNDFAV (Acquired)0BULLDOG INVESTORS, LLCBulldog supports First Trust Dividend merger and increases stakeLink
625 Jul 2016FIVE STAR QUALITY CARE INCFVE119THOMAS WILLIAM FWilliam Thomas outlines his analysis regarding the unrecognized value of the assets and how the capital infusion provided by the sale of the assets could allow Five Star Quality Care to pursue several opportunities to enhance value for all shareholdersLink
719 Jul 2016HOOPER HOLMES INCHPHW12CANNELL CAPITAL LLCCannell Capital reported 3.81% ownership stake in Hooper HolmesLink
815 Jul 2016NEUROTROPE INCNTRP25IROQUOIS CAPITAL MANAGEMENT, LLCIroquois Capital Management withdraws its consent at NeurotropeLink
915 Jul 2016NOBLE ROMANS INCNROM13RADIX PARTNERS LLCPrivet Fund reduced its stake significantly in Noble Romans. Radix Partners which secured one Board seat in 2015 still holds a stakeLink
1021 Jul 2016NUVEEN GLOBAL EQUITY INCOME FUNDJGV (Acquired)0BULLDOG INVESTORS, LLCBulldog Investors withdrew its nomination in Nuveen Global Equity Income FundLink