| Shareholder Activism

November 2018 : Significant activist filings

wdt_IDDateCompany NameTickerM.Cap ($, mm)Filer nameTitleLink
102 Nov 2018A10 NETWORKS, INC.ATEN449VIEX CAPITAL ADVISORS, LLCVIEX Capital Advisors increased its stake after reaching agreement with A10 NetworksLink
202 Nov 2018AKAMAI TECHNOLOGIES INCAKAM12,164ELLIOTT ASSOCIATES, L.P.Elliott Associates reduced its stake and announced that it was pleased with the financial and operation performance of Akamai TechnologiesLink
327 Nov 2018ALCENTRA CAPITAL CORPABDC86STILWELL JOSEPHJoseph Stilwell threatened Alcentra Capital Corporation that he would seek Board representation if the company fails to repurchase sharesLink
413 Nov 2018ALICO INCALCO275734 INVESTORS, LLC734 Investors urges Alico to take certain actions by written consentLink
509 Nov 2018ALLIANCE CALIFORNIA MUNICIPAL INCOME FUNDAKP112BULLDOG INVESTORS, LLCBulldog Investors nominated Board candidates in Alliance California Municipal Income Fund’s proposalLink
630 Nov 2018ASHLAND GLOBAL HOLDINGS INCASH5,000CRUISER CAPITAL ADVISORS, LLCCruiser Capital criticizes Ashland Global’s recent actions and Board updatesLink
727 Nov 2018ASTEA INTERNATIONAL INCATEA25PHILOTIMO FUND, LPKanen Wealth Management increased its stake in Astea InternationalLink
813 Nov 2018ATHENAHEALTH INCATHN5,342ELLIOTT ASSOCIATES, L.P.athenahealth enters definitive agreement to be acquired by Veritas CapitalLink
915 Nov 2018ATLANTIC POWER CORPAT236MANGROVE PARTNERSMangrove Partners increased its stake after having discussions with Atlantic Power Corp.Link
1001 Nov 2018BALLANTYNE STRONG, INC.BTN57FUNDAMENTAL GLOBAL INVESTORS, LLCFundamental Global Partners increased its stake after gaining Board seatsLink