Roumell Asset management

  • Founded by James C. Roumell in 1998
  • Launched proxy battle in the past: No
  • Filed 13D and expressed dissatisfaction: Yes
  • Successful in securing board seats? Yes
  • 13FHR: Yes

James C. Roumell

Mr. Roumell entered the securities industry in 1986. Before founding the firm in 1998, he was a Registered Principal at Raymond James Financial Services, Inc. Mr. Roumell was selected to participate in, and won, two consecutive Wall Street Journal stock picking contests (in 2001 and 2002) before the contest was discontinued. Mr. Roumell has been featured in such publications as Barron‘s, Kiplinger‘s, Value Investor Insight, Financial Planning Magazine, and The Washington Post. He is a graduate of Wayne State University in Detroit, Michigan. Mr. Roumell is also a board member of Transitional Housing Corporation, Inc., a not-for-profit group providing affordable housing to low-income residents of Washington, D.C. He is married with two children and lives in Chevy Chase, MD.



Roumell’s significant filings

Letter from the Chairman of the Board of Banc of California

  | Management Change CEO/Chairman letter   April 20, 2018   Dear Fellow Stockholder:   On behalf of the Board of Directors and management of Banc of California, Inc. (the Company), we invite you to attend the Company’s Annual Meeting of Stockholders (the Annual...

Letter from the Chairman of the Board of Regis Corporation

  | Management Change LETTER FROM THE CHAIR Dear Fellow Shareholders,      On behalf of the entire Board of Regis Corporation, I would like to thank you for your continued support. As a leading provider of beauty salons and cosmetology education, Regis owns,...