September 2017: Significant activist filings
- Zero in M. Cap indicates that the company is no longer traded.
- M. Cap is as on filing date.
|wdt_ID||Date||Company Name||Ticker||M.Cap ($, mm)||Filer name||Title||Link|
|1||29 Sep 2017||LAZARD GLOBAL TOTAL RETURN & INCOME FUND INC||LGI||161||BULLDOG INVESTORS, LLC||Bulldog Investors reduced its stake in Lazard Global Total Return and Income Fund||Link|
|2||29 Sep 2017||OHA INVESTMENT CORP||OHAI||25||ETUDE CAPITAL, LLC.||Etude Capital seeks discussions with OHA Investment Corporation||Link|
|3||29 Sep 2017||PROCTER & GAMBLE CO||PG||235||TRIAN FUND MANAGEMENT, L.P.||Trian launched proxy fight against Procter & Gamble: ISS, G&L, Egan-Jones and Yackman Asset Management support Trian||Link|
|4||29 Sep 2017||MADISON STRATEGIC SECTOR PREMIUM FUND||MSP||70||KARPUS MANAGEMENT, INC.||The proposed merger of Madison Covered Call & Equity Strategy Fund with Madison Strategic Sector Premium Fund was not approved by the shareholders||Link|
|5||29 Sep 2017||MADISON COVERED CALL & EQUITY STRATEGY FUND||MCN||151||KARPUS MANAGEMENT, INC.||The proposed merger of Madison Covered Call & Equity Strategy Fund with Madison Strategic Sector Premium Fund was not approved by the shareholders||Link|
|6||29 Sep 2017||AUTOMATIC DATA PROCESSING INC||ADP||50,000||PERSHING SQUARE CAPITAL MANAGEMENT, L.P.||Pershing Square Capital Management launched proxy fight at Automatic Data Processing: Pershing Square releases detailed response to ADP’s September 12, 2017 presentation||Link|
|7||29 Sep 2017||MVC CAPITAL INC||MVC||218||METAGE CAPITAL LTD||Metage Capital sought shareholders to vote for its proposal in MVC Capital||Link|
|8||28 Sep 2017||PANDORA MEDIA INC||P||1,866||CORVEX MANAGEMENT LP||Corvex Management reduced its stake in Pandora Media||Link|
|9||28 Sep 2017||LAYNE CHRISTENSEN CO||LAYN||245||GAMCO INVESTORS, INC. ET AL||Gamco reduced its active stake in Layne Christensen Company||Link|
|10||28 Sep 2017||KAMAN CORP||KAMN||1,526||GAMCO INVESTORS, INC. ET AL||Gamco stated its plans to submit shareholder proposal in Kaman Corp.||Link|